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Sedimentation studies in China

-Present and Future

Zhao-Yin Wang1 and Bingnan Lin2

1 Dept. of Hydraulic Engineering, Tsinghua University and International Research and Training Center on Erosion and Sedimentation, Beijing 100084, China.

2 International Research and Training Center on Erosion and Sedimentation, P.O.Box 366, Beijing 100044, China

abstract

Sediment management is always most challenging in the hydraulic engineering on sediment-laden rivers. Chinese people have accumulated abundant experiences in solving the problems like watershed erosion, heavily sediment-laden rivers, reservoir sedimentation, estuarine and coastal sedimentation, and debris flows and control strategies. This paper summarizes the sediment issues, research approaches and management strategies. The paper outlines a vision for the future sediment research in the new century, especially reporting on an ambitious plan of validation of sediment studies performed for the Three Gorges Project. The need for multidisciplinary approaches to conducting research is also discussed.

1          INTRODUTION

For milleniums, China has been confronted with serious sedimentation problems. An outstanding example is the strong aggradation that takes place as the Yellow River carrying annual sediment load of about 1.6 billion tons enters into its lower course on the flat Huan-Huai-Hai Plain. In time, a perched river was formed that frequently breached its levees. In the 2000 years preceding the 1950’s, there were on the average two breaches every three years, causing at each time very heavy losses in lives and properties.     Another major sediment-laden river is the Yangtze River in Central China. The average annual sediment load is 462 million ton at Cuntan near the inlet of the Three Gorges Project Reservoir. Historically, the Yangtze River floods also subject the riparian people to heavy losses in lives and properties.

In recent decades, in an attempt to harness the major rivers, China has been carrying out a large program of hydraulic constructions on such sediment-laden rivers as the Yangtze, the Yellow, and the Pearl. As these rivers either have alluvial beds in their upper reaches or are fully alluvial in their lower reaches, many sedimentation problems are encountered in the various stages of planning, design and operation of the projects. Research leading to the solutions of these problems constitutes the bulk of the present-day sedimentation studies in China. Outstanding examples of the said hydraulic constructions include Gezhouba Project and Three Gorges Project (TGP) on the Yangtze River and Xiaolangdi Project on the Yellow River. In addition to the applied research, some fundamental studies have also been carried out.

More often than not, natural rivers are irregular in cross section, profile and alignment. Furthermore, the sediment they carry may vary in physical properties from place to place and its quantity of occurrence may also vary both spatially and temporally. These along with highly variable hydrological conditions make a large alluvial river a very complex system affected by many factors. Solutions of sedimentation problems arising from planning and design of large projects to be built on these rivers are bound to depend on a multitude of variables. Simulation or modeling methods are thus often employed to provide solutions to planning and design engineers, because more variables can thus be taken into account with less assumptions made. The sate-of –the-art of the science of sedimentation consists mostly of the results of laboratory and theoretical studies carried out under more or less simplified conditions. Verification with prototype data is limited. A pressing question to be answered is then “how realistic is our present-day knowledge in sedimentation?”  Plans have been drawn up in china to collect field data for the study of impacts of the Three Gorges Projects on the Yangtze River with respect to sedimentation after closure of the dam in 2003.

Besides the traditional research interests of sediment transportation in rivers, the science of sedimentation is growing up into a more interdisciplinary science related to environment, economy and ecology. This paper reports the main achievement of the sedimentation management in the past and indicates the development of the science in the future.   

2          Soil Erosion and Watershed management

Environmental health encompasses the maintenance and quality of the natural sources: soil, water, air and biota. According to the preliminary statistics conducted for the world, the annual erosion of surface soil from river basins amounts to 60 billion tons, of which 17 billion tons are discharged into the oceans. In the process, as much as 5 to 7 million ha of farms are annually ruined. Moreover, aeolian erosion of bare lands has intensified desertification after depriving the ground of good top soils. Eroded soil contains nitrogen, phosphorous and other nutrients and deposit in lakes and reservoirs, that contaminate the waters through eutrophication and other biological as well as chemical processes.

China is a country suffering severe erosion, with 1.82 million km2 suject to water erosion, 1.88 million km2 to aeolian erosion and 1.25 million km2 to glacial erosion. In other words, more than 46% of the territory of the country are being eroded. The soil eroded from the Yangtze River basin is about 2.2 billion tons per year and that from the Yellow River basin 2.3 billion tons per year.  The loess plateau in the central China is known for high rates of erosion and sediment yield, which result in numerous heavily sediment-laden rivers, such as the Yellow, Weihe and Huangfuchuan Rivers. From 1950 to 1996, Chinese people have improved 0.7 million km2 of the water-erosion land, but in the mean time, the total water-erosion land has increased from 1.16 million km2 to 1.82 million km2. As a result the untreated erosion land remains at 1.13 million km2 (Wang, 2000). The main causes for the increase of erosion land are deforestation, overgrazing, harvest of medical herbs, slope tillage, development of mining and urbanization. For instances, people in the Xiaojiang Watershed on the Yun-Gui Plateau of China cut trees and burn the wood for iron and copper production in 1958. The forest cover was reduced from 23% to 18% due to logging and the erosion rate was almost doubled. In the Yangtze River basin alone, the area of slope land people are still plowing is more than 11 million ha. The Shenfu-Dongsheng coal mining removed 162 million tons of soil in the period 1998-2000 and thus intensified the erosion rate greatly. 

Erosion causes many problems. More than 5 billion tons of fertile soil are lost every year due to erosion, in which the amount of nitrogen, phosphorus and potassium is about 50 million tons, much higher than the annual national production of fertilizer (30 million tons). The farmland deteriorates and grain production is reduced by erosion, too. Moreover, the nutrients are transported with the sediment into the environmental waters and causes eutrophication and red tide. More than 240 harmful algal blooms occurred in the 1990s, causing huge economic losses. Erosion exerts the highest ecological stress on the vegetation cover. In the northern part of the loess plateau, the vegetation can hardly develop because the extremely intensive erosion carries off the top soil, on which the vegetation relies. In the areas with vegetation, such as the upper reaches of the Yangtze River, erosion damages and destroys the vegetation and scars the land surface.

To study the laws of soil erosion Chinese scientists have conducted laboratory and field experiments with artificial rainfall systems. They revealed the relationships of the erosion rate with the splash power of rain-drops, soil structure and composition, surface sealing and crusting, vegetation, slope and topography, as well as human activities (Cai et al., 1998). Based on the widely-applied numerical models like USLE, RUSLE, CREAMS, ANSWERS etc, Chinese scientists developed many soil erosion models for the typical erosion land, such as the loess plateau and the upper Yangtze River basin, and combined the models with GIS (Jin, 1995, Hu et al., 2000).

The main erosion control strategies applied in China are building sediment barriers in gullies and terracing the slope farmland in the arid and semi-arid areas, building sediment-check dams and reforesting the hills in the wet areas, and comprehensive reclamation of small river basins in both arid and wet areas.  Comprehensive reclamation of small basins is the main strategy employed in the loess plateau. The area is arid and semi-arid and, therefore, reforestation alone is difficult to achieve the objective of erosion control. People built many sediment barriers and created productive warped farmland. Terraced fields enclosed with borders 20-cm high may trap almost all rainfall water and greatly reduce erosion. Impounding water with dam on rivers provides water for drinking, irrigation and reforestation. People plant grass on the slope and trees around the fields and roads. As a result, the sediment fed into the rivers by erosion from the loess plateau has been greatly reduced since 1984 (Gu,1994). Fig.1 shows the annual water and load of the Yellow River in the period from the 1950s to 1990s measured at the Lijin hydrological station (Wang and Liang, 2000). The reduction in sediment load in the 1980s and 1990s is due mainly to sediment trapping by reservoirs and sediment barriers, terraced fields and reforestation.

Reforestation is effective in wet areas (South China, for example) if mass movement of soil is controlled by multiple check dams. The success of reforestation relies more on the agricultural policy than technology. The change of ownership from community to private households has incited incentives in farmers on reforestation since the 1980s. After the 1998-flood event of the Yangtze River the state-funded reforestation projects of the upper Yangtze River watershed was sped up. In many mountainous areas people are still burning wood for cooking and heating. Planting shrubs and fast-growing trees in selected zones providing the local people fuel wood is an effective measure to protect the forest.

Fig.1 Variation of annual water and sediment load of the Yellow River (Sediment load is almost halved since 1985)

3          Training of heavily sediment-laden rivers

A river is considered as heavily sediment-laden if the ratio of annual sediment load to water is over 1 kg/m3. The Yellow, Weihe, North Luohe, Yongding, Liaohe and Daling Rivers in China, the Colorado River in USA, the Ganges and Burahmaputra Rivers in India and Bangladesh, and the Nile River in Sudan and Egypt are several examples of heavily sediment-laden rivers. These rivers are dynamic and difficult to harness. With the load/water ratio about 37 kg/m3 the Yellow River is one of the most heavily sediment-laden rivers. The history of river training of China is essentially a history of the people's struggle against the Yellow River floods because this river is the most disastrous and challenging. The experience of the Yellow River training is perhaps one of the most painstaking and brilliant chapter of Chinese history.

3.1     The Yellow River and Flooding Disasters

The Yellow River is the second longest river in China (5,464-km) with total drainage area of 752,000-km2. The river watershed is mostly arid and semi-arid with long-term average annual runoff depth only 77 mm and total annual runoff 58 billion m3. The average annual sediment load before the 1980s was 1.6 billion tons, ranking first in the world with the recorded highest of 3.9 billion tons. The sediment in the lower Yellow River is mainly composed of silt and is liable to be suspended. The rainfall occurs mainly in July, August and September with high rainfall intensity.

The river carries a huge amount of sediment produced by soil erosion from the loess plateau. The sediment deposits on the channel bed and the estuary. In time, a perched river was formed that frequently breached its levees. From BC 602 to 1949 the river witnessed 1,593 dyke bursts, flooding vast areas in 543 years and claiming millions of human lives. The river shifted its major course (600-700 km long) 26 times with the apex around Zhengzhou with devastating calamities, left numerous old channels, among them 8 major shifts (5 natural and 3 human-caused) with river mouths alternating between the Bohai Sea and the Yellow Sea. For its wild behavior, the Lower Yellow River was dubbed “the sorrow of China”. Fig.2 shows the migration of the river in the period from BC602 to 1855 and the abandoned channels (Li 1992).

The Yellow River floods are very disastrous. For instances, a rainstorm in the middle reaches during 6-8 Aug. 1843 generated the biggest flood in the history. The crest discharge at Sanmenxia was recorded at 36,000 m3/s. Twenty-seven counties and 15,000 villages were flooded and thousands people were killed. From 1796 to 1855 the grand levees were breached 22 times and the major task for the river training was to close the breaches in this period. A flood from the upstream magnified by a heavy rainfall in the lower reaches breached the grand levee at Tongwaxiang on 18 June 1855. The river poured out and inundated 8 counties, and finally pirated the Daqing River Channel. Consequently, the Yellow River shifted its major course from south to north and flowed into the Bohai Sea. Thousands people were killed by the flood and several million people lost their shelters and farmland. In 1933 the river swelled again by heavy rainfall during 5-10 Aug. with a crest discharge of 22,000 m3/s. The flood caused 54 levee breaches, inundating 67 counties of flooded area of about 8,600 km2 and killing 18,293 people. In 1958, 198 mm rainfall within 5 days enhanced the crest discharge at Huayuankou to 22,300 m3/s. The grand levee was not broken but 1,700 villages on the floodplain were flooded.

Fig.2: Migration of the Yellow River and the abandoned channels

3.2     Training and Regulation Strategies

The Yellow River training has a history of more than 3,000 years. Levee construction was the major strategy of flood control. The Qin Emperor united the country and linked the flood defense dykes into an entire levee system about 2,200 years ago. The lower Yellow River was confined within the levees but sediment deposition raised the riverbed and made the river frequently shifting its courses. People developed many strategies to harness the river, among them the wide channel and narrow channel theories are the most influencing. The wide channel theory is to confine the river within a wide river valley with levees and divert the flood with diversion channels. Wang Jing- a minister of the Han Dynasty- was the major practitioner of the strategy. From BC168 to AD69, the river was active; it flooded and changed its courses several times. Wang Jing implemented a large-scale training project from AD69. He completed and enhanced the dykes, built many diversion channels and weirs. The river was confined by the enhanced levees of tens of kilometers apart. The riverbed silted up at a low speed of about 1-cm per year. In the following 800 years the river was calmed and no big flood disasters occurred (Li 1992).

The second strategy is to narrow the river and confine the flood within the stem channel in order to raise the velocity and keep high carrying capacity of the flow, preventing sediment from depositing and even scouring the bed. Pan Jixun- a minister of the Ming Dynasty- was the most outstanding advocator and performer of the strategy. From 850 to 1600 the river behaved active again. Pan regulated the levee system, blocked many branches of the river and made the river flowing in a single channel in the lower reaches in the period 1565-1592. The river became relatively stable in the following decades.

Since the 1950s the Yellow River Water Conservancy Commission (YRCC) has been the leading institute for the river training (Wang, 1989). The nation has spent $1 billion for flood control and saved $500 billion in flood loss (Chen 1999). The riverbed profile has been maintained stable for half century, with only parallel rising following the extension of the river mouth into the sea (Zhang and Xie, 1985). The main strategies are to reduce flood discharge with reservoirs, enhance the capacity of the river channel by enhancing and reinforcing the levees, and retending floodwater with detention basins. They are referred in short as: upper reaches storing, lower reaches discharging and two sides retending.

The strategies employed are listed as follows: (1) Trapping sediment and controling flood with reservoirs- Dam construction and flood regulation with reservoirs is the most effective strategy. Eleven reservoirs have been constructed on the river with total capacity of about 57 billion m3. More than 10 billion tons of sediment were trapped reducing the sedimentation rate in the lower reaches. The newly constructed Xiaolangdi Reservoir with sediment-trapping capacity of 7 billion m3 may control sedimentation of the lower Yellow River for 20 years; (2) Wide river valley with reinforced levee system-The river in the Henan reaches is 5-20 km wide to accommodate sediment and retend water if rare floods occur; (3) Narrow channel to prevent sediment from deposition- The river width in Shandong reaches (0-600 km from the river mouth) is 0.4-5 km to maintain high sediment carrying capacity of the flow; (4) Enhancing and reinforcing levees-A total length of 1320-km of levees has been raised by about 9-m in the past 50 years, with a total amount of 400 million m3 of earth work and 4 million m3 of rock masonry work; (5) Diverting flood with flood-detention basins- Five flood detention basins were constructed. The Dongpinghu basin detended floods in 1954,1957,1958 and 1982 and effectively reduced the discharges to the lower reaches.

3.3     New Strategies to Train the Yellow River  

On the 5 August 1996, a flood discharge of 7,860 m3/s washed through the lower Yellow River, breaking dikes and destroying 2,898 villages and 212 towns on the floodplain. The recurrence period of the flood with peak discharge of 8,000 m3/s is only 2 years according to 1950-1996 data. It created the highest stage in historical records and caused the highest economic loss. The main reason for the highest flood stage is the quick siltation of the main channel in the recent decades. The water flow was much lower than before because the peak discharge of floods was clipped by reservoir regulation. The river channel was in much less chances scoured by turbulent flood, thus the main channel is silted up at high rate, namely 0.1-0.2 m/year. In many sections the main channel is filled up. The flood did not flow down the river in a well-defined channel but flowed randomly within a valley confined of up to 10 km in width by the main levees. The flood took 17 days to travel the 800-km from Huayuankou to Lijin although the average time for floods of the same discharge to travel over the same distance in 1950-1990 was only 7-8 days. Moreover, the population on the floodplains within the levees has quickly increased to 1.7 million with rapid economic growth on the land, which explains the high economic loss.

The amount of water diverted annually from the river has increased to more than 30 billion m3 (70% of the total runoff). Less and less water flows and carries sediment down the river to the sea. Sedimentation control and maintaining the water conveying capacity of the channel are the main aims of the river training. Besides the traditional and currently-employed strategies, scientists and engineers have suggested and tested many new methods. Among them dredging and scouring sediment with seawater are the most promising auxiliary measures.

Lin et al (1999) proposed to take advantage of the topography and divert seawater laterally from the Bohai Bay to pumping plants that would lift the seawater for injection into the Yellow River. In a scheme proposed, the diverting canal is about 50 km long and the point of injection is chosen at Lijin about 110 km upstream of the existing river mouth. As the seawater diverted is practically free of sediment, it would degradate the river channel downstream of the point of injection. A local drop in water surface at the point of injection would be produced and would give rise to retrogressive erosion extending far upstream. This would stop further rising of the riverbed. In a scheme in which a seawater discharge of 1,500 m /s is injected at Lijin, it is estimated that retrogressive erosion would extend upstream by a distance of 330 km. Further upstream, the riverbed would be under the control of the newly completed Xiaolangdi project. Also noticeable is the fact that discharge of turbid seawater from the river mouth would assume the form of density current that could climb over the mouth bar and travel to more distant points of the Bohai Sea before deposition takes place. This would effectively stop or slow down the seaward extension of the estuary (Lin et al., 2000). The foregoing idea is presently under further investigation.

Dredging can be used to: (a) remove the sand bar from the river mouth; (b) widen and deepen a short length of shrinking channel at special locations; (c) raise the elevation of surrounding ground and reinforce the dykes with the dredged sediment. The Yellow River has shifted its delta channel (70-100 km from the river mouth) 11 times due to sedimentation and extension of the channel since 1855. The recent shift of the delta channel from the Diaokouhe channel to the Qingshuigou channel occurred in 1976. The ending reach of the mouth (16-18 km long) shifted to the Chahe Channel in 1996 mainly for the purpose of creating land to facilitate oil well drilling. The 100-km long Qingshuigou Channel has been used for 24 years, much longer than the average life of the previous delta channels, partly due to the dredging of the mouth sand bar in the 1980s and 1990s.

4          RESERVOIR SEDIMENTATION MANAGEMENT

4.1     Sedimentation of Reservoirs and Major Strategies

The problem of reservoir sedimentation peeps in Table 1, in which only some major reservoirs of capacity larger than 100 million m3 are presented (Qian, 1991). For small reservoirs the percentage of capacity loss due to sedimentation is even higher. The major strategies to control sedimentation and restore the capacity of the reservoirs are: storing the clear and discharging the turbid; flushing by draw-down and flushing by emptying the reservoir; and making use of density currents as well. 

Table 1 Capacity loss of large reservoirs due to sedimentation in China

Reservoir/River           Total capacity      Year surveyed             Reservoir  sedimentation 

                                          (mi. m3)                                            volume (mi.m3)            (%)

Sanmenxia/Yellow              9640            1960-1981                  5518                    57.20

Yanguoxia/Yellow            220               1961-1978                  160                      72.70

Qingtongxia/Yellow          620               1966-1977                  485                           78.20

Liujiaxia/Yellow                5720             1968-1986                  1078                  18.85

Gongzui/Daduhe               357               1967-1987                  286                           80.11

Fenhe/Fenhe                    721               1959-1988                  327                           45.30

Hongshan/Laohahe             2560             1960-1977                  475                           18.60

Guanting/Yongding            2270             1953-1985                  612                           26.96

Danjiangkou/Hanjiang 16050           1968-1986                  1129                    7.06

 

Sediment transportation in the Yangtze and Yellow Rivers occurs, of 60-90% of annual sediment load with 40-60% of annual runoff water, in 2-4 months of the flood season. The Three Gorges Project (TGP) on the Yangtze River is planned for flood control, power generation and inland navigation. For all these purposes, it is important to maintain an adequate storage in the reservoir. The main strategy to control sedimentation is to draw down the pool level from 175 m to 145 m in the flood season from June to September when the sediment concentration is high and allow the turbid water wash through the reservoir to the downstream. The reservoir stores water from October when the income water becomes clear. Fig.3 shows the typical variation process of sediment concentration at Yichang -the dame site of TGP- and the operation scheme of pool level for sedimentation control. By storing the clear and releasing the turbid, less sediment deposits in the reservoir while the reservoir is still able to store enough water for power generation in the low flow seasons. Numerical models proved that after 150 years operation sedimentation in the reservoir will reach an equilibrium, 17 billion m3 of the capacity will be lost due to sedimentation but 22 billion m3 can be permanently reserved.

 

Fig.3 Typical variation process of sediment concentration at the dame site of TGP

and the operation scheme of pool level for sedimentation control

For reservoirs on rivers with high sediment concentration and low water runoff draw-down flushing and empty flushing are employed. Low level outlets are open in the flood season, so to draw-down or empty the reservoirs and create riverine flows along the impounded reaches, which scour and release the sediment deposited in the reservoirs. Retrogressive erosion is induced by draw-down and empty flushing, which may extend the flushing far upstream of the dam. A successful example is the Sanmenxia Reservoir on the Yellow River, in which draw-down flushing caused retrogressive erosion to a 100-km long reach upper from the dam and effectively preserved the storage capacity. The Hengshan Reservoir on the Changyuan River in the Shanxi Province is a gorge type small reservoir with a capacity of about 13 million m3. The area is arid and there is almost no flow in the non-flood seasons. The reservoir was used to store water during the flood season and provide water for irrigation in the non-flood seasons. It was silted up quickly in the first 8 years and 30% of the capacity was lost due to sedimentation. Then, the reservoir was emptied for flushing sediment in the flood season of 1974 and 1979. Consequently, about 2 million m3 of its capacity was regained.  

The Bajiazui Reservoir is on the Puhe River in Gansu Province. Density currents consisting of fine sediment occur in the reservoir if the inflow concentration is over 200 kg/m3. The high density mixture flows under the overlying clear water to the dam through the narrow and deep reservoir channel, then it is vented out of the reservoir through the bottom outlets. The ratio of the outflow concentration to the inflow concentration is about 100%. In other words, the high concentration of sediment can be discharged out of the reservoir without loss of the stored water. The Heisonglin Reservoir on the Yeyu River is another example, which discharges density currents with the ratio of the outflow concentration to the inflow concentration up to 91%.

4.2     Physical Modeling 

The strategies controlling reservoir sedimentation are usually studied with physical and numerical models before it is employed. The Three Gorges Project (TGP) on the Yangtze River is the largest reservoir in China with the highest power generation capacity in the world.  The TGP project benefits shipping allowing 10,000-t tows as well as passenger boats of 3,000-t class to sail to the inland metropolis Chongqing 620 km upstream of the dam. Thus twin flight of five locks each and a ship lift are provided in the left abutment of the dam to serve as permanent structures of navigation. Altogether 21 physical models have been built for the study of sedimentation problems related to the project, among them six are for the reaches downstream of the dam; one is for the Hanjiang River for a preliminary verification of the technique of model testing presently employed. The rests are for the sedimentation control of the reservoir and navigation channels. As the river is meander, the model would often take up the whole width of a laboratory, so that a large laboratory is generally needed to house a single model. Lighter materials, such as lucite, bakelite, coal powder and nut shell (treated), are used as model sediment in order to achieve similarity of sediment transport. In the case of TGP, movable-bed models are required to predict sedimentation in the lock approaches, training of difficult reaches in the backwater region, deposition in the great river port of Chongqing and others. Prediction of sedimentation in 80 years or more is usually required. This means that the models would have to be run continuously for several months in a row.

River models are as a rule distorted, except for the case in which the presence of structures has a strong influence on sedimentation. An example in point is the sedimentation in the lock approaches of TGP. In this case, undistorted or slightly distorted models are required. Physical model for the study of sedimentation is designed to satisfy the criteria of similarity with respect to gravitation, resistance, turbulent diffusion, sediment entrainment and deposition, capacity of sediment transport and bed deformation. The procedure is by and large conventional, save for the way to approximate similarity in the entrainment of sediment. Observed bed load in the sand range was plotted against mean velocity in the cross section. Two such plots were made, covering a range of transport rate of about 1.3 to 2,000 kg/s. The lower ends of these plots are extended downward somewhat to yield a velocity of 0.6 m/s, corresponding to a sediment transport of about 1 kg/s.  This velocity is taken as the threshold at which sediment begins to move. It is scaled down to the model value for the model sediment to match. This is a rather common practice adopted in China.

In 1979, the late Dou proposed another procedure for physical modeling of sediment-laden flow (Dou, 1979). This procedure features unification of time scales for suspended and bed loads. Still many more schemes exist for physical modeling, including the tidal model of sedimentation for the Bay of Hangzhou and the large models for the study of the Yellow River.

4.3     Numerical Modelling 

The Three Gorges Project on the Yangtze River is planned for flood control, power generation and inland navigation. For all these purposes, it is important to maintain an adequate storage in the reservoir. Therefore, estimating reservoir deposition or loss of reservoir capacity is of great importance. In 1972, Han presented a one-dimensional mathematical model of sedimentation based on the equation of non-equilibrium transport of sediment, which was first presented by Dou (1963) from a heuristic approach without formal derivation. Later, Han (1979) and Lin et al (1983) presented different derivations and arrived at the same expression:

                                                                                  (1)

where h is the depth of flow, S the mean concentration of sediment in a cross section, q the water discharge per unit width,  the fall velocity of sediment,  the mean concentration of sediment corresponding to the capacity of sediment transport and  a variable coefficient. Also subscripts x and t denote the independent variables in partial differentiation. On the basis of this equation of non-equilibrium transport of sediment as well as the equations of momentum and continuity of the mean flows of water and mixture, Han developed a 1-D model for the computation of steady flows over a movable bed. In this model, Han specifies the values of  to be 0.25 for the case of deposition and 1.0 for the case of erosion on the basis of considerable amount of field data. This model has been widely applied to the long-term forecast of deposition in the reservoir of TGP and degradation of the alluvial channel downstream of the dam. Depositions in the reservoir for a period up to 120 years have been computed (Han et al, 1993).

The coefficient  was analyzed for two-dimensional cases (Zhou, 1990). Curves were given for the evaluation of the coefficient. In 1998, Zhou and Lin (1998) presented an extended 1-D model that can also yield approximately lateral changes of cross-sectional area. This model has also been applied to the computation of deposition in the lower part of the TGP reservoir. Many versions of 2-D models with sediment have been developed and applied in China, using Cartesian and boundary fitted coordinates. The former model has been employed for the case of movable lateral boundary. A 3-D model has also been developed. Its use is still limited.

The reservoir of TGP has three characteristic levels, namely, the normal pool level (NPL), the flood control level (CFL) and the dry season control level (DCL). At the beginning of the flood season in June the reservoir is to be drawn down to FCL for the releasing of floods. At the beginning of the dry season in October, the reservoir is to be impounded to NPL for full generation of power and for 10,000 ton tows to sail about 600 km to Chongqing. As power is generated, the reservoir will be gradually drawn down to DCL. It may be further drawn down to FCL when flood provides enough depth of flow for the safe passage of the tows.

Lin (1992) suggested a new scheme of reservoir management to lower the reservoir pool from 145 m to 135 m in the flood season when an incoming flow is between 45,000-m /s and 56,700-m /s.  On the basis of the long-term average, there would be 7 days a year during which the pool in front of the dam would be lower than 145 m. During the short period the operation of the locks would have to be suspended. This scheme, if adopted, should start applying not later than the 11th year after the commission of the project. In this way, deposition may be shifted forward and more sediment would then be carried by the flow and be discharged out of the reservoir. Thus there would be less deposition in the reservoir. Mathematical modeling indicates that by adopting the proposed scheme, an increase of storage in the amount of 3.5 billion m between elevations of 145 and 175 m may be obtained for flood control. This is 15.9 % of the initial storage of 22 billion m available between the same elevations. Except for the short suspension of lock use, the scheme is particularly good for navigation. It would increase the depth of flow in the reach of fluctuating backwater, and even more important it would also greatly reduce the deposition in the Chongqing harbor. As this scheme adopts another FCL at 135 m, it is dubbed double FCL scheme.  Additional variants of the scheme is studied and proposed by Zhou et al. (2000).  

5          ESTUARY SEDIMENTATION

5.1     Mouth Bars and Sedimentation in Navigation Channels

The Yangtze River is the navigation artery of China. Sedimentation at the river mouth generates the so-called mouth bars, which jam the navigation channels. As shown in Fig.4 the Chongming Island appeared in the river mouth 800 years ago and bifurcates the river into the North Branch and South Branch. Until the 18th century the North Branch was one of the main discharge channels. Due to the Coriolis effect the mainstream shifted to the South Branch and the North Branch shrank in the past century. Furthermore, the South Branch is bifurcated into North Channel and South Channel again by the Changxing Island, which was born by sedimentation at the wide South Branch after a 100 years flood in 1860 (Le et al, 1998). A sand bar, which is named Jiuduansha Shoal, appeared after the 1954 flood and bifurcates the South Channel into North Passage and South Passage. Nowadays, 50% of the river water flows through the North Channel. The rest 50% flowing into the South Channel is divided again by the Jiuduansha Shoal half-to-half into the North Passage and South Passage. Nowadays, the North Passage is the main navigation channel because it is relatively stable.

Fig.4 The Yangtze River mouth and the dredging project improving the navigation channel

At the river mouth the runoff velocity is low and sediment deposits forming a huge sand bar under water. The mouth sand bar makes the navigation channel shallow (-7 m only) and large container ships can not navigate through it to the Shanghai Harbor and Nanjing Harbor. In order to create a 12.5 m deep navigation channel the government launched a project with a budget of $2 billion to dredge the north passage in 1998, as shown in Fig.4.  Parallel levees and numerous groins are to be built along the north passage. Sediment is dredged from the channel and filled onto the enclosed Jiuduansha Shoal and East Hengsha Shoal to create land for harbor construction. The project will be constructed in three phases: in the first phase the channel will be dredged to 8.5 m deep, allowing the 3rd and 4th generations of container ships to navigate into the river; in the second phase, the channel will be dredged to 10.5 m deep and in the third phase to 12.5 m deep and a new harbor in the river will be created. The project will be completed in 2008 and the shipping throughout of the river mouth will then increase from 196 million tons to 350 million tons, including 16 million TEU containers. Dredging will continue to maintain the deep channel at an intensity of 10-15 million tons per year after the completion of the project. 

5.2     Shrinking River Mouths 

The Bohai Bay is an inland-sea water of China with 12 major rivers, including the Yellow, the Haihe, the Yongding and the Ziya, pour into it. Since the 1970s the water runoff to the river mouths have been greatly reduced because the quickly increasing water demand causes over-diversion of the river water. Moreover, about 600 reservoirs and thousands of wells, numerous dams and tide locks constructed in the past decades have changed the river flow, sediment load and fluvial processes. Consequently, many of the estuarine channels have been shrinking quickly. The runoff water of the Haihe River flowing into the Bohai Bay reduced from 7.3 billion m3 in 1950s to 0.17 billion m3 in the 1980s. The Yongding River began to be dry in 1960s and has become an emergency floodway.

Although the sediment load from the rivers to the estuaries is limited (2 million tons per year), a tremendous volume of sediment is carried into the river mouths by sea currents, which is initiated by waves from the surrounding silty coast. Because of the reduction of runoff discharge, the sediment deposited in the river mouths is hardly scoured away and the river outlets are clogging up. Studies find that there is a high turbidity belt along the coast, which acts like a sediment transportation belt and brings continuously sediment into the river mouths. For instances, a volume of 18-million m3 sediment deposited in the 11-km long channel below the Haihe Tide Lock from 1958 to 1989 (Fang, 1996). The channel was narrowed from 250 m in 1958 to 100m in 1990. And the channel bed at the tide lock was silted up by 6 m. The bed elevation of the mouth bar raised from -3.2m to +0.5m. The outlet of the Yongding River is filled with sediment at a rate of 3.64 million m3 per year. The river mouth sedimentation poses a great flooding risk to the highly industrialized zone.

Laboratory experiment and numerical modeling have been conducted to study the laws of sediment transportation and deposition at the river mouths. The present strategies are mainly dredging and scouring sediment by using tidal water. Dredging is undertaking at many river mouths but the dredged mouths are quickly silted up again in the next year. In the period 1981-1994, people dredged 7.36 million m3 of silt from the Haihe River mouth before the flood seasons but in the meantime more than 9 million m3 of sediment from the sea deposited in the river mouth. People store sea-water by using the tide lock during flood tide and released the sea-water to scour sediment during ebb tide. The strategy does not work well because the stored sea-water always carries sediment thus causes sedimentation in the upstream channel of the lock. Double guiding dike is a new strategy to cutoff the high turbidity belt, which is about 5 km wide along the coast depending on the wind and waves. If the strategy is adopted, high turbidity water can not enter into the river mouths and the river mouths will be prevent from siltation. The strategy is still under investigation.

6          Debris Flow and Debris Flow Control

6.1     Debris Flow Disasters

Debris flow is a wide-distributed and frequently occurred sedimentation disasters in China. Chinese people call the phenomenon as "dragon" which stand for power and irresistible. More than 800 counties (about 40% of the total ) have witnessed debris flows and more than 100 cities and towns have been hit by debris flows. According to an investigation, there are more than 10,000 debris flow gullies throughout the country. Rainfall debris flow frequently occurs in Yunnan, Sichuan, and Gansu provinces. The Xiaojiang watershed in Yunnan province has a drainage area of 3,220 km2. There are 107 debris flow gullies in the area. Annually 100-2,000 debris flows take place and 10-40 million tones of solid material are carried into the Xiaojiang River from the gullies. Glacial debris flow takes place mainly on the Qinghai-Tibet Plateau. The Guxiang Gully in the plateau watches more than 10 glacial debris flows every-year. A glacial debris flow of huge scale occurred in the gully in 1953, with depth 40-95m and discharge about 28,000 m3/s (Du and Zhang, 1985).

Debris flows played many tragedies. A debris flow occurred in the suburbs of the Xichang City of Sichuan Province in 1981, which damaged 5 streets and caused more than 1,000 casualties. On July 8, 1984, a debris flow from the Guanmiao Ravine carried 60 huge stones of diameter 5-10 m and 430 stones of diameter 2-5 m and rushed down to the Nanping County town at a velocity of 9.2 m/s.  It cut half of a three story building and destroyed a 1 m thick concrete wall of a prison. There are 1,368 debris flow gullies along the railways in China. About 300 debris flow disasters happened in the past 5 decades, which buried 41 railway stations. The railway transportation was cut off for 7,500 hours (Shen et al., 1991). On July 9, 1981, a debris flow with a “dragon head” 8-m high flowed from a gully to the Chengdu-Kunming railway at a velocity of 13.2 m/s. It carried rocks of several meters in diameter and the density of the mixture was estimated at 2.32 t/m3.  The debris flow damaged the 110 m long Liziyida Bridge on the Dadu River, destroyed a pier and an abutment, overturned the No.422 passenger train and killed 300 passengers. More than 5 million dollars were lost and the railway was blocked for 384 hours. Debris flows also destroy forests and results in temperature difference enlarged. The debris flow areas become drier in dry season and suffer from more intensified rainstorms in wet season.

6.2     Studies on Mechanism of Debris Flow

Quite a few scientists adopt one or several constitutive equations to study the mechanism by assuming the debris flow a homogeneous non-Newtonian continuum. It is successful in some cases. For instances, the visco-plastic conceptualization of debris flow with fine materials explains the high gravel-carrying capacity, laminar flow, velocity profile with a plug, and the roll waves and intermittence of debris flow (Yano and Dido, 1965, O’Brien and Julien, 1988, Wang et al., 1990). The dilatant fluid model interprets the mechanism of supporting force for the moving gravel and stones and the particles velocity profile (Bagnold, 1954, Takahashi, 1978, Savage and McKeown , 1983). 

To study the mechanism and control strategies of debris flow, Chinese Academy of Sciences established the Dongchuan Debris Flow Observation and Research Station on the Jiangjia Ravin of the Xiaojiang Watershed in 1988. Kang (1985) reported that debris flows in the Jiangjia Ravine occur during or after rainstorm in summer. A typical debris flow begins with torrential flood. Following erosion of the gully bed the flow develops from low-viscous turbulent flow into high-viscous laminar flow as the specific weight of the flowing mixture increases from 1.1 g/cm3 to 1.9 g/cm3.  Highlight of the process is intermittent flow with a series of waves rolling downstream when the density reaches 1.9-2.3 g/cm3.

Field studies find that there two types of debris flow with distinguished dynamic characteristics and mechanisms: 1) Viscous debris flow, which is composed of clay, sand and gravel and exhibits non-Newtonian features. Such type is characterized by the striking phenomena of intermittent flow, “paving way process”, low resistance and drag reduction, extremely high superelevation at bends and well-mixed deposit materials. 2) Two-phase debris flow, which is composed of stones and gravel as the solid phase and the fluid mixture of water and low concentration of clay and sand as the liquid phase. Typical two-phase debris flow exhibits high, steep head consisting of rolling, colliding and noising large gravel.

Recent studies indicate that the resistance of debris flow can not be approached by using the constitutive equations because the viscosity and other rheologic parameters represent much greater resistance than the real debris flows. Fig.5 shows the Manning’s roughness n of viscous debris flows (o) and water flows () in the Jiangjia Ravine as a function of the depth. Drag reduction must occur in debris flow because the debris flow velocity is higher than the clear water flow at the same flow depth. The rate of drag reduction of viscous debris flows RD is shown as a function of the gas concentration in the debris mixture. The rate of drag reduction Ris defined as

                                                      (2)

in which nw and nd are the Manning’s roughness n of water flow and debris flow. For the viscous debris flow in the Jiangjia Ravine, the rate of drag reduction is as high as 60%. In other words, debris flows are 2 times faster than water in the same gully although debris mixture has much higher viscosity than water. The drag reduction is perhaps due to the paving way process (30%) and air cushion (30%) (Wang et al., 2001).

 

 

 

 

 

 




 

 

 

Fig.5 (a) Bed roughness of viscous debris flows (o) and water flow () in the Jiangjia Ravine as a function of the depth of the flows;  (b) The rate of drag reduction of viscous debris flows as a function of the gas concentration in the debris mixture

6.3     Prediction and Warning of Debris Flows and Control Strategies

Prediction of rainfall debris flow can be made by using the 10 minutes rainfall intensity I10 and a parameter of accumulated precipitation Pa, which is defined by (Chen, 1985):

                                                                       (3)

in which P0 is the precipitation just before the most intensive 10 min. rainfall, Pi is the precipitation on the day i-days before the debris flow. Debris flow occurs if:

                                                                                                     (4)

The critical value Pc is different for different areas  For the debris flow gullies in the Xiaojiang Watershed on the Yunnan Plateau, for instance, Pc equals 60 mm. By combining the results and rainstorm forecasting, debris flow can be roughly predicted.

Many detecting and warning systems have been developed for preventing railways, highways, bridges, factories and mines from debris flow disasters. For instance, vibration detector receives vibration induced by debris flow and transmits warning signal to the protected objects. Debris flow level detector can send warning signal to the protected objects when a debris flow is over a given stage. UJ-2 type ground sound wave probe and warning system were developed by the Chengdu Institute of Mountain Hazards Studies in 1984. The system can automatically work for 3 months with a group of batteries. The system had successfully sent warning signals of 12 debris flows to the protected area 2.8 km downstream.

The most important strategy to control debris flow is building dams. The Daqiao Creek lying on the right side of the Xiaojiang River was an active debris flow gully. Five detention dams reduce solid material transported into the Xiaojiang River and basically control debris flow. Nowadays lattice dam, window dam, slit dam and comb-shape dam are widely employed because, on the one hand, these dams can trap large boulders and mitigate debris flow disasters, and on the other hand, they have much longer life span because the siltation rate is much lower than normal dams (Kang, 1996). Debris flow flume is an important strategy to protect railways and highways from debris flows and is widely employed in China. In Gansu Province alone there are 25 flumes which guided debris flows across over the highways and railways and consequently protect the transportation arteries from damages. Another measure is to establish debris silt basins. By guiding debris flow into a given area, the farmland, hydraulic works and dwelling area are protected from disasters of debris flow. A 2.5 km-long diversion channel has guided debris flows from the Jiangjia Ravine to a deposition area and prevented the Xiaojiang River from blocking for twenty-two years. In some debris flow gullies willow piles are planted in the gully bed, with 1 m underground and 0.5 m emerged. Sediment carried by debris flows is trapped by the willow brush. While more and more sediment deposits in front of the willow piles the willows grow up and become strong. Thus debris flow is controlled. Comprehensive debris flow control projects are conducted in many debris flow watersheds. The projects are composed of reforestation, building dams, constructing debris diversion channels and basins on the debris cone and constructing reservoirs on the main stem and tributaries. The projects are very successful (Wang, 1999).

7          SEDIMENT STUDIES IN THE NEW CENTURY

7.1     Validation of Sediment Studies 

In addition to the conventional hydrological gauging, collection of field data for future validation of sedimentation studies carried out for the Three Gorges Project (TGP) was started in 1993. The timing is a year ahead of starting the construction of TGP. It is to collect the data of the Yangtze River before the river is disturbed by the construction of the project. Reaches both up- and down- stream of the dam were observed. For the period from 1993 to 2009, a fund of over 30 million USD has been appropriated. Additional funds would be appropriated after 2009 for field studies to monitor the scheme of reservoir filling. The observation will cover, among other things, deposition in the reservoir, depth of water in the fluctuating backwater reach for the passage of large tows, deposition in the lock approaches, degradation of river channel downstream, especially the part of the river down as far as to Hankou. All these field studies will help validate or modify the results of the present studies and place people in a better position to answer how realistic is the present knowledge in sedimentation. It would take at least 10 years, i.e., up to 2019, to complete the initial phase of verification. Our knowledge on sedimentation should then be advanced by a large margin.

Closure of the TGP dam will be effected in 2003, when the pool will reach the elevation of 135 m. The normal pool will be raised further to 156 m in 2007. Although structurally the reservoir will then be ready for impoundment to 175 m in the year 2009, considerations based on sedimentation studies do not recommend hasty impoundment. It is suggested in the feasibility study, a period of several years was allowed for sedimentation observation before full impoundment to pool 175 m. Sedimentation engineers have recommended schemes for impoundment in steps. Execution of these schemes is to be monitored by field studies as well as real-time mathematical modeling. The main concern is the deposition in the upstream metropolis Chongqing. Under natural conditions, there is deposition in the port of Chongqing during the flood season. During the low flow season from November to March in the following year, the deposition is scoured away, thus maintaining equilibrium between erosion and deposition. It is estimated that change in this process will begin when the reservoir pool reaches approximately the elevation 160 m. Should harmful deposition be found thereafter, mitigation measures would be applied and observation continued. 

7.2     Theoretical Studies

Sediment theories have been developing for about a century. Traditional sediment research programs have fallen out of step with the needs of the profession. Sediment engineering is moving toward becoming more multidisciplinary. The sediment researchers have to think bigger and broader. Unsteady sediment transport, environmental sedimentation and eco-sedimentation, and economic sedimentation are the new directions of theoretical studies in the new century.

The main theories and formulas of sediment dynamics were established based on steady and uniform flows. Nevertheless, the theories and formulas often fail to apply in engineering projects because sediment in nature is transported by unsteady and non-uniform flows. It is more often so following development of the application scope and requirement of high accuracy estimation of the rate of sediment transport. The parameter  in Eq.(1) represents the mean concentration of sediment corresponding to the capacity of sediment transport. But it is calculated with the formulas for steady and uniform flows. In the numerical models, a coefficient  is introduced to offset the error. However, new formulas, which can be directly applied in unsteady sediment transportation, are needed. Sediment-removing capacity is defined as the capacity of the flow to remove sediment from per unit length of a river section to other places per time. Differing from the well-defined sediment-carrying capacity, which is the feature of the mean flows and represents the amount of sediment load the flow can transport through the channel, the sediment-removing capacity is the feature of unsteady, non-equilibrium flows and represents the capability of the flow to change the channel shape and location. The sediment-removing capacity is found proportional to the fluctuation intensity of discharge of the unsteady flow (Wang and Wu, 2001). The movement of a river channel within the fluvial plain is defined as the river motion. The speed of the river motion is a function of the sediment-removing capacity. 

Environmental sedimentation is an important aspect of sediment studies. Sediment-oxygen demand, contents of ammonia, nitrate, phosphorus, silica in sediment, sulfide, methane, and heavy metals, and the chemical interaction between water and sediment are the major indicators of sediment quality. A primary interaction is the exchange of solutes between the sediment and the overlying water. The flux-the transport of mass-of dissolved and particulate chemical species to and from the sediment are important components of the chemical and biological cycle that take place. For example, the consumption of dissolved oxygen by organic matter that settles to the sediment in the spring is usually the primary cause of summertime oxygen depletion in the bottom water of lakes and estuaries (DiToro, 2001). Eutrophication and harmful algal bloom (red tide) are often related to the nutrients from sediment. The study and modeling of the bio-geo-chemical process is one of the new job of sediment researchers. 

Vegetation-erosion dynamics is a new interdisciplinary science, studying the laws of evolution of watershed vegetation under the action of various ecological stresses, especially soil erosion. By introducing the mathematical expressions of various ecological stresses, the vegetation development and the erosion process is modeled. The vegetation of a watershed or an area may exists in three states: vegetation developing and erosion reducing, vegetation deteriorating and erosion increasing, and the transitional state between the two. Human may change a watershed from one state into the others, the effort required depends on the distance of the present position to the destination position on the vegetation-erosion chart. The theory may predict the vegetation development of an area under the action of various ecological stresses and answer the questions: whether it is possible to permanently change the landscape by human activities and how much effort is required to achieve it (Wang et al., 2001).  

Sediment is also regarded as a kind of precious resources (Qian, 2000). Sediment depositing in reservoirs cost capacity, but sediment transported to the estuaries can be used for land creation. The so called artificial peninsula project at the Yangtze River mouth will create 300 km2 land by trapping the sediment from the river, which is of economic value of $10 billion. The Yellow River mouth channel was artificially shifted to the Qingshuigou-Chahe Channel in 1996 to create a land oil field with the sediment. Sediment value-addition is defined as the sum of all economic values (positive or negative) due to sediment transportation and deposition. The sediment at the abandoned Yellow River mouth is scoured by waves. A part of the scoured sediment is transported into the mouths of the rivers flowing into the Bohai Bay (see Chapter 5), causing shrinking of the mouths and enhancing the dredging cost. Therefore, wave breakers for protection of the Yellow River delta may not only stop the beach erosion and the land loss, but also greatly enhance the sediment value-addition. The study of sediment value-addition will help people for better sediment resources management.

8          CONCLUSIONS

The main erosion control strategies applied in China are building sediment barriers and terracing the slopes in the arid and semi-arid areas, sediment-check dams and reforestation in the wet areas, and comprehensive reclamation of small river basins in both arid and wet areas. The Yellow River was unstable and disastrous. It has been harnessed by employing reservoirs, levees, wide river valley and narrow channels, and flood diversion basins. The sedimentation problems in the TGP project and operation schemes are studied with physical and numerical models. With the strategy of storing the clear and releasing the turbid a permanent capacity of 22 billion m3 can be preserved. Numerical calculations recommend a double FCL scheme to flush more sediment and preserve 3.5 billion m3 more permanent capacity. Dredging of the Yangtze River mouth bar is performing for improving the navigation and allowing the 4th and 5th generations of container ships to navigate into the river. The shrinking of the river mouths by the Bohai Bay is a result of the movement of the turbidity belt along the bay, which is generated by silty beach erosion and tidal currents. The mechanism of debris flow is studied by field investigations and laboratory experiments. Flume, dam train, debris diversion channel and basin, and comprehensive control project composed of reforestation and engineering measures are proved effective in reducing and controlling debris flow disasters.

In the new century the sediment approaches and theories will be validated through continuous observation of sedimentation of the TGP reservoir with appropriated fund of over 30 million USD. The studies will place people in a better position to answer how realistic is the present knowledge in sedimentation and promote the discipline of the science by a large margin. The science of sediment transportation is moving toward becoming more multidisciplinary. Unsteady sediment transport, environmental and ecological sedimentation, and economic sedimentation will perhaps become the new directions of research in the new century.

Acknowledgement

The study is supported by the National Natural Science Foundation (No. 59890200) and the Ministry of Science and Technology of China (G1999043604).

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